FINRA Rule 2210 · Supervisory console

Every communication.
Reviewed before
it becomes a liability.

Avora Sense classifies, audits, cites, and routes member communications automatically with a citation behind every finding and a defensible record your examiners can verify.

No app requiredFINRA-cited findings17a-4 archive

31

Rule provisions mapped

4+

Content modalities

0

Findings without a citation

17a-4

WORM archive standard

The problem

Manual compliance review should not feel like playing defense every day.

Compliance teams spend hours reading every communication by hand, hunting for rule violations, writing citations, routing decisions. Avora Sense does that automatically, so your team can focus on judgment, not paperwork.

Hours saved

per review cycle

100% cited

every finding backed by rule text

Human-in-loop

escalation on every high-risk case

How Avora Sense works

Three steps. No guesswork.

From intake to immutable archive, the full AI review pipeline.

01

Understands your rulebook

Avora Sense ingests your firm's policies alongside FINRA Rule 2210, building a living compliance model tailored to your business.

02

Reviews every communication

Specialized agents classify, audit, and cite each piece of content against the applicable rules in seconds, not days.

03

Delivers a defensible record

Approvals, rejections, and rewrites are locked in an immutable archive. Your supervisory obligation, proven on demand.

AI review pipeline

Intake

Capture text, documents, audio, video.

Classify

Understand content and context.

Audit

Scan against rules and firm policy.

Gate

Citation and quote checks.

Rewrite

Compliant rewrite with citations.

Archive

Lock record in 17a-4 WORM.

Why Avora Sense

Built for modern compliance teams

Every capability designed to reduce risk, streamline supervision, and prove your process to examiners.

Intelligent intake

Accept text, PDFs, audio, video and more in any format, from any channel.

Multi-agent review

Specialized agents read, classify, and audit against your firm's rulebook.

Exact citations

Every finding is backed by the exact rule, section, and legal rationale.

Smart routing

Auto-approve clean content. Route risk to principals. Track remediation.

Immutable archive

Every decision, artifact, and action is locked forever under 17a-4.

Defensible supervision

A complete audit trail that satisfies examiners and protects your firm.

Compliance-first, always

Built on the standards regulators expect

FINRA Rule 2210

Every finding maps to the exact subsection of the rule. Nothing is inferred or paraphrased.

17a-4 WORM archive

All decisions and artifacts are locked in an immutable, examiner-ready record by default.

Human-in-the-loop

High-risk cases are always routed to a principal. Avora Sense never makes the final call alone.

FINRA Rule 221017a-4 WORMImmutable by designHuman escalation

Compliance you can prove.

Avora Sense creates a defensible record so your firm stays ahead of risk, every time.

  • Reduce regulatory risk
  • Save time on manual reviews
  • Strengthen supervisory oversight
  • Satisfy examiners on demand